List Only

the securities and exchange commission investigates?

A.cases of sexual harassment B. unethical financial behavior C.employment discrimination D.cases of unequal pay according to gender.

Public Comments

1. B B B Bee Bee Bee B be the right answer
2. Only B
3. B is correct...and you don't want to go through an investigation from the SEC!!!
4. B is the correct answer. The specific Division of the SEC that conducts such investigations would be the Division of Enforcement. Here is a little more information from the SEC website: The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements on behalf of the Commission. While the SEC has civil enforcement authority only, it works closely with various criminal law enforcement agencies throughout the country to develop and bring criminal cases when the misconduct warrants more severe action. The Division obtains evidence of possible violations of the securities laws from many sources, including its own surveillance activities, other Divisions of the SEC, the self-regulatory organizations and other securities industry sources, press reports, and investor complaints.